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CFA二级
包含CFA二级传统在线课程、通关课程及试题相关提问答疑;
专场人数:2462提问数量:55672
Sarah Corner, CFA, is a portfolio manager at Golden Investment. She manages portfolios for several clients. Warren, one of her clients, was not satisfied with her investment return. In an effort to encourage Corner’s portfolio’s performance, Warren told Corner that if she can earn more than 15% return this year, he would provide round-trip tickets to Hawaii and hotel accommodations for her family. According to the CFA Institute Code and Standards, which of the following statements is most likely correct? A. Corner can inform her supervisor about the compensation after she achieves the performance and decides to take the vacation. B. Corner should write an email to her supervisor about the compensation. C. Corner does not need to do anything. 我看这题答案选B。但我觉得这题即使选B,在向上级书面披露之后,Corner也不能拿好处吧?因为好处是业绩完成前承诺的,答应此类好处有int conflict with其他客户。所以其实Corner无论是否获得雇主书面许可,他都不能答应客户这个好处。也就是说即使他不报告雇主,直接拒绝客户的好处也是不违规的。这样理解正确吗?
已回答精品问答
- Q3:解析里面Team Purple’s conclusion (the externalities associated with human capital is the most important determinant in predicting the occurence of convergence) implies that the production function is a straight line, and is compatible with non-convergence.这段话中 externalities associated with human capital具体是什么?怎么得到the production function is a straight line这个结论呢?
- 这题为什么是选C?
- 老师,第二题可以在解释一下原理吗?
- CDS的long和short是不是反过来的?就是long CDS代表看涨目标公司credit,所以是卖出一份CDS合约?
- 为啥accrued interest over contract life是0?
- 老師您好,Q1關於future price不太理解
- 这个1.0028的单位是什么 老师说“每一块钱SF的现值” 如果是*1.12 就是期初先 euro 转 sf 然后 期末再 /1.1 就是 sf 转 euro ?
- 第六题,视频老师说,对于汇率都是先除老汇率再乘新汇率,不应该吧,对于这个客户而言,因为“paying €1 million at inception.“得出该客户是未来每期是收欧元利息和欧元本金,支瑞士法郎利息和本金。所以期初是每一欧元换1.12瑞士法郎用的是乘呀,估值时的汇率1.1用除。老师帮忙看看逻辑正确不?






