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CFA一级
包含CFA一级传统在线课程、通关课程及试题相关提问答疑;
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defaulted on a bank loan used to pay for education fee as her unexpected high wedding cost.贷款作为教育费用其实是支付高额婚礼费用,第二家小贷公司给她还款名义是父母的生病费用,这不违反诚信原则吗?还可以看作是不违规行为吗?
查看试题 已回答While trading on behalf of a pension account, an analyst receives special research reports from the brokerage firm with whom she is doing the trades. Such an activity is: A a violation of only The Code of Ethics. B not in itself a violation of Standard III(A), Loyalty, Prudence, and Care, nor the Code of Ethics. C a violation of both Standard III(A), Loyalty, Prudence, and Care, and the Code of Ethics.
查看试题 已回答Emmy, CFA, responsible for proxy voting, is on behalf of her bank's asset management clients. Recently, Emmy performed a cost–benefit analysis that showed the proxy-voting policies might not benefit the bank's clients. Consequently, without informing anyone, Emmy immediately changes the proxy-voting policies and procedures. Except for the major mergers, Emmy now votes client proxies on the side of management on all issues. Emmy least likely violated the CFA Institute Standards of Professional Conduct in regard to: A Cost–benefit analysis. B Proxy-voting policy disclosures. C Voting with management. 老师,我还是不理解这个题
查看试题 已解决老师, 您好. 这道题的题干问 "Parker is LEAST likely", 意思是 "Parker最不可能...". 问题的题干和答案C连起来就是 "Parker is least like in violation", 意思就是"Parker最不可能没有违反 (双重从否定为肯定,即Parker违反了?)" 但是答案解析说的是 Parker的做法没有问题. 如果题干问的是 Most Likely, 再选C, 那么意思才是:"最有可能没有违法", 这样才说得通吧?
查看试题 已解决精品问答
- 对于老师讲的这部分,1. 我理解FRA的Payoff始终等于利率期货的Payoff部分进行折现(除以1个大于1的数),也就是说,FRA的Payoff的变动幅度 应该 始终小于利率期货的变动幅度。2. 至于是涨多跌少,还是涨少跌多,其实MRR在分母上,可以根据1/x的曲线特点来理解,无非就是MRR上升时1/(1+MRR)的变动幅度 小于 MRR下降时1/(1+MRR)的变动幅度,所以如果MRR上升时,Payoff是上升的,那么就是涨少跌多,如果MRR上升时,Payoff是下降的,那就是涨多跌少。以上2点,我理解的对吗?
- 不懂这里为什么新固定利息与老固定利息的差值折现到1时刻就是1时刻的value,为什么只考虑下半边支出的部分,不考虑付息收到的部分
- 如果IC和CAL线的切点在后半段呢,就是比和有效前沿的切点更高呢,不是后面无风险资产权重为0吗,为什么说一定有无风险资产呢
- 为什么不是C选项呢?credit risk是由于借款人违约未能偿还而使债权人遭受损失的风险;solvency risk是由于自己财务状况不佳而无法偿还到期债务的风险。二者紧密相连
- 那么股票的公允价值是不是交易价格? 既不和市场价值一样,也不和账面价值一样?
- 场内和场外OTC市场 与 公募和私募 是一样的吗? 那么一级市场和二级市场是不是都有场内和场外一说?
- 问下, Cryptocurrencies加密货币 与 Tokens代币 都是数字资产,那么区别本质是什么
- 为什么B选项要考虑借股还股?而A选项没有考虑借钱买然后还钱?可以都不考虑吗?还是借股还股一定要在这个流程中体现?
