刘同学2018-10-23 22:18:22

While trading on behalf of a pension account, an analyst receives special research reports from the brokerage firm with whom she is doing the trades. Such an activity is: A a violation of only The Code of Ethics. B not in itself a violation of Standard III(A), Loyalty, Prudence, and Care, nor the Code of Ethics. C a violation of both Standard III(A), Loyalty, Prudence, and Care, and the Code of Ethics.