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CFA二级
包含CFA二级传统在线课程、通关课程及试题相关提问答疑;
专场人数:2425提问数量:55343
【问题,题干参照附件】Q. Based on the information given, are Blevin and/or Chaudry most likely in violation of the CFA Institute Standards of Professional Conduct regarding their role in Regal’s corporate bond issuance and the subsequent statutory management of Regal Bank? A)Yes, both Blevin and Chaudry are likely to be in violation with regard to Standard V(A)–Diligence and Reasonable Basis. B)Yes, Blevin is likely in violation with regard to Standard IV(C)–Responsibilities of Supervisors. C)No. 我选了B,因为这个人三周前还是原公司的。Blevin headed Regal’s internal audit department and knew nothing of any fraud or client money laundering, despite having recently supervised a major internal audit exercise. 为啥答案选C
精品问答
- 这题为什么是选C?
- 请老师讲解一下这个题目
- 老师,第二题可以在解释一下原理吗?
- 老师,第三题答案的意思是:1.因为宽松的货币政策,导致加元利率下跌,导致加元贬值?2.但是,如果利率下跌,也就是分母上的百分比下降,不是会导致价格上升吗?。3.从而短期看是depreciation,但是长期来看,会回归到均值,所以是appreciation?
- CDS的long和short是不是反过来的?就是long CDS代表看涨目标公司credit,所以是卖出一份CDS合约?
- 很迷惑到底是long call+ short stock还是long stock+short call构建无风险资产
- 为啥accrued interest over contract life是0?
- 这道题可不可以用算出来的fpa除以0.9算出的价格和125比较,得出的差额是套利的利润?
