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CFA一级
包含CFA一级传统在线课程、通关课程及试题相关提问答疑;
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Which of the following statements clearly conflicts with the recommended procedures for compliance presented in the CFA Institute Standards of Practice Handbook? A Firms should disclose to clients the personal investing policies and procedures established for their employees. B Prior approval must be obtained for the personal investment transactions of all employees. C For confidentiality reasons, personal transactions and holdings should not be reported to employers unless mandated by regulatory organizations. 老师,您好,麻烦把这道题给讲解下,看不懂且不明白
查看试题 已回答An ethical decision-making framework will most likely: A。Include a pre-determined, uniform sequence. 想问:A选项里 framework有预先确定好的框架,指的是确定好要做的四个步骤(identify,consider,decide and act,reflect),后面的”uniform sequence.“难道不是指就按照先identify 再consider再decide and act再reflect的顺序下去吗?(sequence是顺序的意思啊)
查看试题 已回答Which is an example of an activity that may be legal but that CFA Institute considers unethical? A。Making legally required disclosures in marketing materials B。Trading while in possession of material nonpublic information C.。Disclosure by an employee of his or her own company’s dishonest activity 关于这道题C错的原因,解析的说法是披露其所在公司的不诚信行为是legal 的且有可能是ethical的。但根据原版书第18页上写道:“a whistleblower may violate organizational policies and even local law。。。”所以C选项错的原因到底是因为“可能不是legal”还是因为“可能不是unethical”?
查看试题 已回答精品问答
- 为什么半年付息 算ytm是乘以2 而年化的麦考利久期是除以2
- 为什么长期垄断竞争中 D和ATC相切
- m上升 EAR为什么上升 以及为什么又不变
- 为什么TC 的切点对应是AVC的最低点?
- 前面在讲Aggregate demand curve的时候说,价格上涨使消费下降,而这里又说价格下降消费变少,为什么存在矛盾?
- 为什么可以把TR TC同时体现在纵轴?
- 对于老师讲的这部分,1. 我理解FRA的Payoff始终等于利率期货的Payoff部分进行折现(除以1个大于1的数),也就是说,FRA的Payoff的变动幅度 应该 始终小于利率期货的变动幅度。2. 至于是涨多跌少,还是涨少跌多,其实MRR在分母上,可以根据1/x的曲线特点来理解,无非就是MRR上升时1/(1+MRR)的变动幅度 小于 MRR下降时1/(1+MRR)的变动幅度,所以如果MRR上升时,Payoff是上升的,那么就是涨少跌多,如果MRR上升时,Payoff是下降的,那就是涨多跌少。以上2点,我理解的对吗?
- 为什么B选项要考虑借股还股?而A选项没有考虑借钱买然后还钱?可以都不考虑吗?还是借股还股一定要在这个流程中体现?

