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CFA一级
包含CFA一级传统在线课程、通关课程及试题相关提问答疑;
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A regulator who requires financial advisers to merely consider the suitability of a product when making recommendations to their clients would most likely be setting: A. both a legal and an ethical standard. B. an ethical standard. C. a legal standard. C is correct. The regulator only sets a legal standard when requiring a financial adviser to merely consider suitability when making recommendations to their clients. Requiring advisers to act as fiduciaries would be setting both a legal and an ethical standard; it would require the interests of the client to be above those of the firm or employee. 对于注解 我不是很理解
已回答The belief that one's ethical standards are above average is most likely a reflection of which of the following behavioral biases? The belief that one's ethical standards are above average is most likely a reflection of which of the following behavioral biases? A. Overconfidence B. Short-term focus C. Situational influence 为何 选择是 A 这题的题干是如何解读,如何来考察考点。
已回答精品问答
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- 老师您好!这个需要掌握吗?谢谢
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