袁同学2018-04-24 23:08:20

A regulator who requires financial advisers to merely consider the suitability of a product when making recommendations to their clients would most likely be setting: A. both a legal and an ethical standard. B. an ethical standard. C. a legal standard. C is correct. The regulator only sets a legal standard when requiring a financial adviser to merely consider suitability when making recommendations to their clients. Requiring advisers to act as fiduciaries would be setting both a legal and an ethical standard; it would require the interests of the client to be above those of the firm or employee. 对于注解 我不是很理解