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请问,在CASE8 Q4中,convertible bond并没有说maturity,但是前面讲义上说tier2 capital包含的资产应该是long-term bond with maturity min 5 years,所以是不是所有债券都算作tier2,可以ignore maturity?短期债券with maturity less than 5 years的债券该算作那种capital呢?
已回答Freddie, a salesperson, established an IPS for a client when he persuaded the client to direct his transactions to their firms. Freddie is in charge of executing orders with some recommendations on choices made by the client. One day, the client made an order to purchase some stocks that are not suitable for him. Freddie responded by stating that the client take a second thought of his order. Instead, the client insisted his original decision. At last, Freddie agreed to execute the order. Did Freddie comply with the Standards? 老师,客户的想法和ips不符是不是就证明对ips有影响,所以就要update ips?
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