
-
CFA问答
CFA问答包含CFA在线课程、CFA通关课程、CFA试题等所有CFA相关问题,每个问题老师均会在24小时内给出答疑回复哦!
专场人数:0提问数量:0
Massimo Conti, CFA, is a portfolio manager in an investment company. Conti institutes a new policy stating that the clients who are willing to pay additional fee will have their accounts executed earlier than other clients. He disclose this policy to all existing and potential clients. Did Conti most likely violate any CFA Institute Standards of Professional Conduct? A Yes, related to Fair Dealing. B Yes, related to Communication with Clients. C No. 老师这题不理解,公平不是平等的意思吧?那么付费的人优先享受服务是没问题的吧?如果我理解错了的话,能请您给举一两个满足公平但不平等的例子么?我这块理解起来很生涩没有实际案例支撑。谢谢老师了
查看试题 已回答Charlotte BILLO, a junior analyst in a regional brokerage firm, overheard three senior managers of a large listed company talking about a staff restructuring plan while she was waiting for her flight. The managers determined those who would be dismissed. Charlotte could not remember the names but was sure that they were just ordinary employees. After returning from her journey, she made a thorough research on the company and found that the company was likely to shut down a plant situated in her local town because of a great loss on a new product line. She launched immediately a recommendation Sell on the stock. Did she comply with the Standards? AYes, because the recommendation was based on mosaic theory and she made a diligent research. BNo, because she did not reach her conclusion on a reasonable basis because she did not remember the names of those who would be dismissed. CNo, because she took advantage of non-public material information. 老师,目标公司由于新生产线巨大亏损而关闭了,裁员已经不是什么重大非公开信息了吧?
查看试题 已回答精品问答
- Effective duration和Effective convexiy的公式为什么不用modified duration和convexity的原本公式,而是和他们的近似的久期和突性的公式一致?
- liability relatibe asset allocation这三种方式的区别是什么呀 怎么区分
- 为什么长期垄断竞争中 D和ATC相切
- m上升 EAR为什么上升 以及为什么又不变
- 前面在讲Aggregate demand curve的时候说,价格上涨使消费下降,而这里又说价格下降消费变少,为什么存在矛盾?
- 第5题,从经济学公式X-M=(S-I)+(T-G)来看,如果经常账户赤字增加,不是意味着该国投资大于储蓄,或政府支出大于税收么,那么整体环境应该是好的,应该有利于资本的流入吧?为什么答案是反过来去赤字减少或盈余的国家呢?
- 为什么可以把TR TC同时体现在纵轴?
- 这题为什么是选C?








