cc2021-04-11 08:40:59
cc请问这个题目是不是也违反了Principle 4 (develop risk appetite and tolerance statements). C选项错在哪里呢
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185***432021-04-12 13:57:00
185***43同学你好，“ George has been forced to increase the riskiness of his positions despite the written risk appetite and tolerance statements provided to all employees of the bank”这句话违反了principle5，应该与银行的风险偏好和风险容忍度相一致；“The bank seems happy with his performance so George takes that as a sign of approval of his methods for improving profitability”这里违反了principle 6，高管应该了解风险和风险引发的诱因。题目中并没有提到董事会应该做什么事情，也没有提到公司治理框架，所以C选项不能选
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请问C选项中的Principle 4 (develop risk appetite and tolerance statements)是不是也违反了呢
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principle4是站在董事会角度要识别银行愿意承受的操作风险的类型和级别，董事会还要通过风险偏好和风险承受力申明。题目中风险偏好和承受力申明是制定了的，也并没有提到董事会，所以不违反
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