Yao Tsang, CFA, has a large percentage of his net worth invested这意思就是说这个CFA已经把他大部分收入都投入这家公司了，那按照规定，这不是属于assign another analyst的两种典型情况之一吗？为什么这个例子要选A呢?

总复习一二的资料显示文件损坏无法打开。

ppt中讲到round-lot basis时举例，100股平均分配给三个条件相似的客户，为了满足整数倍，就随机分配成300，300，400，那随机分配到300的客户不会觉得自己没有随机分配400而感到unfair嘛?即这样的做法不违反fair dealing吗？

老师 reading29里的第31题,为什么g=3.5% 可以理解为capital gain 而不是div yield? 题目里的意思不是说如果新政府替代老政府,股利增长率恒定在3.5%吗?

为什么买卖trading securities 算作cfo领域 跟cfi最大区别在哪里

如果公司的业绩主要由IBD部门决定，此时研究部门薪资和公司业绩挂钩，算违规么

出口上升怎么理解demand 上升呢？

Reading50里面的EXAMPLE 9的问题2的解答没有看懂。 题目是Suppose the investor predicts Assets #1 and #2 to outperform and that Assets #3 and #4 will underperform. Conceptually speaking (i.e., exact numbers are not necessary), how will these scores affect the information coefficient in the fundamental law compared with a prediction that Assets #1 and #3 will outperform and Assets #2 and #4 will underperform? 解答是According to the risk model, the active returns to Assets #1 and #2 tend to move together, so a forecast that both will outperform is not as ambitious as a forecast that one will outperform while the other underperforms. As a result, the information coefficient will be adjusted downward by more under the first set of forecasts than under the second set of forecasts. 我不明白的问题有两个：第一，为什么IC会be adjusted downward；第二，为什么ambitious的IC大，不ambitious的IC小？谢谢老师

B选项，only if Stiles has a special confidentiality agreement with the client. 如果客户允许情况下是可以披露的，这里的special agreement不是这个意思吗？

视屏解析和题目不对应