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CFA问答
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Which of the following statements is correct under the Code and Standards? A CFA Institute members and candidates are prohibited from undertaking independent practice in competition with their employer. B Written consent from the employer is necessary to permit independent practice that could result in compensation or other benefits in competition with a member’s or candidate’s employer. C Members and candidates are prohibited from making arrangements or preparations to go into a competitive business before terminating their relationship with their employer 老师您好,解析下C为啥不对
查看试题 已解决Nick O'Donnell, CFA, unsuspectingly joins the research team at Wickett & Co., an investment banking firm controlled by organized crime. None of the managers at Wickett are CFA Institute members. Because of his tenuous situation at Wickett, O'Donnell begins making preparations for independent practice. He knows he will be terminated if he informs management at Wickett that he is preparing to leave. Consequently, he determines that "if he can just hang on for one year, he will likely have a client base sufficient for him to strike out on his own." This action is: A a violation of his fiduciary duties. B not a violation of his duty to employer. C a violation of his duty to disclose conflicts to his employer. 这道题需要老师帮我解析, C为什么不对?
查看试题 已解决paper违规是因为他把业绩全都归功于自己。Paper presents.....the performance history of the fund to demonstrate his past success. 关键词是to demonstrate his past success.
查看试题 已解决精品问答
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- 老師您好,Q1關於future price不太理解
- 老师第二题 假设激励费的费率都一样 是不是soft会比hard好很多对于GP来说 GP会赚多得多的钱?
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