TTER2024-01-27 21:20:02
第二问,请问遵守GIPS必须要有第三方的独立验证才能宣称遵守吗?asset manager code和Code of Ethics and Conduct呢,可以自行宣称遵守还是要验证啊?
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Wang2024-01-28 16:17:30
同学你好,
The GIPS standards recommend that firms undergo verification. 非必须。
AMC: CFA Institute does not verify either the Manager´s claim of compliance or actual compliance with the Code.
Code of Ethics and Standards of Professional Conduct: 会员或候选人必须遵守most strict rules or requirements (laws or CFA standards).
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好的,那就是GIPS和AMC都是公司可以自行宣称遵守,而不是必须要undergo verifing对吧
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是的,可以宣称遵守,但同时要表明没有被verified.
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