SDin2022-05-03 20:49:10
SDin根据AMC，compliance officer究竟能不能由公司内部人员兼任？有的题说"Depending on the size and complexity of the Manager'soperations, Managers may designate an existing employee to also serve as thecompliance officer, may hire a separate individual for that role" 有的题说“compliance officer should be independent of any investment and operations personnel.”
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Chris Lan2022-05-04 10:21:35
Chris Lan同学你好
根据AMC的规定，合规官可以内部指派。但是此人必须独立于运营和投资。
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