laralv2022-04-24 16:50:13
老师,麻烦解答下官网这个题谢谢
回答(1)
Chris Lan2022-04-25 12:19:42
同学你好
For the third year, she simulates her investment performance by applying Green Note’s current investment strategy to historical data, which she discloses in a footnote along with information about whether the performance is gross or net of fees.
A选项不正确的,在披露对冲基金的业绩时,他是基于从别人那里获得的重大非公开信息来做交易的,因此这个对冲基金的业绩是存在误导性的,如果没有MNI,他的表现不一定会有这么好,因此这里会让客户过于乐观。违反资本市场诚信。
Akagi tells Kim that for a marketing campaign to be effective, she needs a five-year return history. Kim tries to retrieve her performance history from the bank but is denied this request. Searching her home laptop computer, Kim finds her historical bank performance data. She uses the bank data to recreate the oldest two years of the requested five-year performance history.
B选项是不正确的,前雇主的业绩数据是前雇主的资产,没有获得前雇主的书面许可,我们是不能使用这些数据的。但是主人公,直接使用了在他个人电脑中的数据,这是对前雇主不忠诚的表现。
但是他自己模拟了后面3年的业绩,并披露了这是模拟的业绩,这是不违规的。
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