郭同学2021-06-17 16:51:49

29 Stafford is a portfolio manager for a specialized real estate mutual fund. Her firm clearly describes in the fund’s prospectus its soft dollar policies. Stafford decides that entering the CFA Program will enhance her investment decisionmaking skill and decides to use the fund’s soft dollar account to pay the registration and exam fees for the CFA Program. Which of the following statements is most likely correct? A Stafford did not violate the Code and Standards because the prospectus informed investors of the fund’s soft dollar policies. B Stafford violated the Code and Standards because improving her investment skills is not a reasonable use of the soft dollar account. C Stafford violated the Code and Standards because the CFA Program does not meet the definition of research allowed to be purchased with brokerage commissions. 这道题老师讲一下为啥选项b不能选吧。。。