Leo Deng2021-05-13 10:05:59
Leo Deng讲义中漏了firm policies
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Johnny2021-05-13 11:51:24
Johnny同学你好，此处讲义没有问题，原考纲上没有写firm policy
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那我想问一下, 视频7:52秒处老师反复强调的是错了么? 视频做错了, 不需要删掉重录更正的么?
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同学你好，讲义这两部分都没错。以下是原版书原文：Members and Candidates must make reasonable efforts to ensure that anyone subject to their supervision or authority complies with applicable laws, rules, regulations, and the Code and Standards.这是该准则的定义
在Guidance部分，原文写道：A member's or candidate's responsibilities under Standard IV(C) include instructing those subordinates to whom supervision is delegated about methods to promote compliance, including preventing and detecting violations of laws, rules, regulations, firm policies, and the Code and Standards
所以讲义是完全符合考纲原文的，老师也没有说错
Chris Lan2021-05-14 11:17:08
Chris Lan同学你好
这里如果是委派的情况，这里就有了公司政策。
These members and candidates may delegate supervisory duties to subordinates who directly oversee the other employees. A member’s or candidate’s responsibilities under Standard IV(C) include instructing those subordinates to whom supervision is delegated about methods to promote compliance, including preventing and detecting violations of laws, rules, regulations, firm policies, and the Code and Standards.
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