张同学2018-04-26 14:30:04
老师好,我想问原版书后题第42题(纪老师没讲),请问这道题为什么选B不选C?题目让选择披露不完整的选项。 标答是B,B是说这个广告没有披露composite strategy, 就是如果composite定义里说“本composite包含了根据公司xx选股策略选出来的全部discretionary portfolio”,这时候必须把策略也说清楚对吧? 我选的是C,C是说这个广告没有披露完整extent and use of leverage and derivatives. 广告里是这么一句话:“Portfolios in the Fundamental Value Composite may include futures solely to equitize portfolio cash during inflows and outflows. Futures are not used to add leverage to the portfolio.” 请问这样就算把extent and use of leverage and derivatives都披露了吗?
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Irene2018-04-26 15:06:56
同学你好。
就是如果composite定义里说“本composite包含了根据公司xx选股策略选出来的全部discretionary portfolio”,这时候必须把策略也说清楚对吧?是的。至少需要包括一些统计数据的描述。
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广告里是这么一句话:“Portfolios in the Fundamental Value Composite may include futures solely to equitize portfolio cash during inflows and outflows. Futures are not used to add leverage to the portfolio.” 请问这样就算把extent and use of leverage and derivatives都披露了吗?是的。
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哦哦 好的 谢谢老师 还有请问如果遵循GIPS但是没有做过第三方verification, 在广告中不用提及the compliance has not been independently verified,是吗?
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同学你好。不客气。在广告中不用提及the compliance has not been independently verified,是吗?是的。不用披露的。


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