赵同学2021-01-07 15:50:52
Garcia is in possession of material nonpublic information and acted on it in violation of Standard II(A). After the analyst’s recommendation has been issued and/or distributed publicly, Garcia would be free to make the trade. Because this is a personal purchase, the standard relating to diligence and reasonable basis is not applicable. 老师,当事人是听到了同行业一个公司被降级了,然后卖空了另一个公司,这样也算违规吗?
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Johnny2021-01-07 17:27:02
同学你好,这是属于违规的,Omega是经常会研究竞争对手以及同行业的其他公司,他在得知Omega的分析师下调了同行业一家公司的评级后就卖空了Tefla,说明他是根据这条消息在卖空Tefla,如果他不知道这条消息的话就不会去卖空,所以这是属于违规的,因为他是得知了MNI后根据这条信息去交易的
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