天堂之歌

听歌而来,送我踏青云〜

您现在的坐在位置:首页>智汇问答>CFA三级

赵同学2020-12-30 10:14:07

答案解析As Khadri provides the corrected information in her letter to the client, she is least likely to violate the Standard relating to performance presentation. She is more likely to violate the Standards relating to Misconduct and Misrepresentation because she knowingly misrepresents the cause of the error. Standard I(D)—Misconduct requires that members not engage in any professional conduct involving dishonesty. Standard I(C) prohibits members from knowingly making any misrepresentation relating to investment actions and professional activities. 老师,请问为何会违反I(D)和I(C),确实是无意输入错误的啊

查看试题

回答(1)

Johnny2020-12-30 17:55:16

同学年后,Khadri故意扭曲了出问题的原因,这其实是一个计算机程序错误,他跟客户说是人为的打字错误,所以这属于误导性陈述,因此违反不当表述。由于Khadri存在不当表述,所以他的做法伤害了他的专业诚信,竞争力和信誉,因此也违反不当行为。

  • 评论(0
  • 追问(0
评论

精品推荐

评论

0/1000

追答

0/1000

+上传图片

    400-700-9596
    (每日9:00-21:00免长途费 )

    ©2025金程网校保留所有权利

    X

    注册金程网校

    验证码

    同意金程的《用户协议》
    直接登录:

    已有账号登录