185****19972025-06-10 17:44:47
第二题,违背了interest priority of client这一条,虽然完全可以理解,但是这一条是具体哪条哪款呀?好像涉及到interest priority 都是在讲交易的时候呀
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Danyi2025-06-16 14:09:45
同学你好,
客户利益优先,通常是III(A) Loyalty, prudence and care,这一条说到了Must act for the benefit of their clients and place their clients’ interests before their employer’s or their own interests.
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