谢同学2023-03-03 15:16:03

课后题15题，单项选择题，15. During a round of golf, Rodriguez, chief financial officer of Mega Retail, mentions to Hart, a local investment adviser and long-time personal friend, that Mega is having an exceptional sales quarter. Rodriguez expects the results to be almost 10% above the current estimates. The next day, Hart initiates the purchase of a large stake in the local exchange-traded retail fund for her personal account. A. Hart violated the Code and Standards by investing in the exchange-traded fund that included Mega Retail.B. Hart did not violate the Code and Standards because she did not invest directly in securities of Mega Retail.C. Rodriguez did not violate the Code and Standards because the comments made to Hart were not intended to solicit an investment in Mega Retail.题干并没有明确说明MEGA零售属于当地的零售基金里面，为何选择A答案明确表明MEGA在当地的零售基金中？老师经常提醒做题不要自己去延申CASE内容，遇到这种题有点晕哦。