陈同学2023-01-23 17:39:16
百题case 3第二题,指定一个人是compliance officer,哪里说还在原来岗位上了?看上去是independent,是哪里有问题?
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Vincent2023-01-24 12:27:31
你好
在最后一段“Eighteen months later, the compliance officer resigns. Rather than hire an external replacement, management designates one of Twain’s senior portfolio managers as the new compliance officer. ”
当前这个compliance officer的任命不对,不可以由portfolio manager来兼任。
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