米同学2019-12-08 21:41:04
图1第二段,说Hill收了礼。图2第二段为什么说没有违反IV(B)?而且这个讲解的理由和结论的因果关系我没太明白
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Chris Lan2019-12-09 09:16:08
同学你好,你这个书好像是旧版的,今年的原版书对这个CASE进行了改写,可能以前的写法不好,所以你看不明白。
Hill has become the main media engagement person for the VCF and LL. He has a half-hour show on “Sky News Business Channel,” writes a weekly financial column for Australian Financial Review, and regularly appears on daytime and evening talk shows, where he talks about the VCF and its holdings. Like the other guests on these shows, Hill does not receive financial compensation for his appearances. Instead, the shows’ sponsors provide him with “thank you gift bags,” containing wine, retail gift cards, restaurant gift certificates, and travel discounts on hotels and airfare. Hill does not disclose the receipt of these gift bags to LL.
其实他是因为参加电视节目,节目方不给钱,给了他一些非货币的礼物。所以这和客户之间没利益冲突
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谢谢。那其实也就是说,如果这些compensation不是基金管理者从客户处(case中hill和这些节目不是管理者和客户的关系)得到的话,就不会违规。这种说法我感觉听起来也比较合理
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同学你好
是这个样子的。


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