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Simon2025-05-27 16:07:56
同学,上午好。
题目中说,This access is available on the condition that clients not forward any of the research and recommendations to any other parties. 所以,PIA不得将任何研究报告和建议转发给其他任何第三方。
然后,after concluding that FTI provides best execution, Danko directs to FTI most of his trade orders,已经确认了FTI能提供best execution,所以没有违规。但C说需要提供报告,择与题目背景矛盾。
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