YL2024-03-28 17:05:55
官网习题-Practice Problems-Question 57-本题中的哪句话,对应了答案中所说的“银行的客户没有优先于会员或候选人为受益所有人的投资交易”?因此违反了VI(B)?
回答(1)
最佳
Danyi2024-04-01 14:30:40
同学你好,
Rachel Coursing, CFA, manager of PNW’s marketing department, often trades in the securities mentioned in the Investment Monthly articles prior to publication of the magazine. Coursing has access to the recommendations prior to the magazine’s publication because the magazine is created in her department and edited by her.
这一段就说了主人公提前拿到推荐就交易了,抢在客户之前,所以违反A. Priority of Transactions
- 评论(0)
- 追问(0)
评论
0/1000
追答
0/1000
+上传图片