刘同学2019-01-22 21:22:11
Shortly after becoming employed by Valco & Co., an investment banking firm, Stan McDowell, CFA, learns that most of Valco's initial public offerings (IPO) are really affected in order to profit management via price manipulation of the shares. McDowell observes an illegal act, sanctioned by senior management, in progress and refuses to sign off on his responsibility. Instead, McDowell takes the documentation to his supervisor and tells him he should sign it in his place. This action is: A an overreaction. Senior management's sanctioning of the act absolves McDowell from his ordinary responsibility as a CFA Institute member. B a suitable reaction, and he is in compliance with the Code and Standards. C a violation of the Code and Standards since he is required not to knowingly participate or assist in such an act. 老师不好意思 ,麻烦在解析并帮着分析下这道题,搞不懂
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Bingo2019-01-23 09:17:33
同学你好。这题说的是Stan发现自己的公司高层有问题,所以Stan不想签字不想背锅。但是Stan把相关文件拿给自己的supervisor,想让这个人签字替Stan背锅。Stan发现了不法行为,但是没有揭发,也没有从中脱离,所以他违法准则要求。
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