135****62722023-05-14 15:58:36
Nelson allocates to his family’s account only those shares that remain after his other client accounts have their orders filled.如果同等对待的话,其实也不必这么做,对吗?这是不是也违反了公平交易?
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Vincent2023-05-14 21:04:20
你好
是的
关键是判断这些family account是视为client account,还是视为员工个人账户。如果是client, 根据IIIB,公平对待。
有两个判断维度
一是根据交费,normal fee paying 是client, non fee paying视为员工个人账户。
二是beneficiary onwer, 如果员工在该账户中有受益权,则视为员工个人账户。
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