Colin2018-11-12 03:06:18
***在解释这道题时说可能会有优先交易之类的,但是题目里没有出现啊,那应该没有Conflict of Interest只有Additional Compensation 违反了吧?不是说只选文中出现的信息相关的选项吗
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Bingo2018-11-12 13:48:01
同学你好。此处存在利益冲突。
本题第二句话:Because his family members have extensive portfolios requiring substantial attention, they have requested that Piedmont provide the services outside of his employment with Park.
利益冲突这一准则要求:Members and Candidates must make full and fair disclosure of all matters that could reasonably be expected to impair their independence and objectivity。
Piedmont帮家人管理账户耗费了大量的精力。而且他的家人账户金额还是比较大的。这笔钱没有放在公司内进行交易,而是由Piedmont私下帮家人交易。Piedmont的行为“could reasonably be expected to”影响他的独立客观性
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