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刘同学2018-10-25 22:48:10

02.单选题 已收藏 已标记 纠错 According to the CFA Institute Standards of Professional Conduct, which of the following statements about members with supervisory responsibility is NOT correct? Members with supervisory responsibility: A must make reasonable efforts to detect violation of laws, rules, regulations, and the Code and Standards. B are relieved of their supervisory responsibility if they delegate their supervisory duties to other members of CFA Institute. C are expected to have in-depth knowledge of the Code and Standards and to apply this knowledge in discharging their supervisory responsibilities. 答案说是B 不对,难道C就正确吗?听了老师的分析我更是一头雾水,既然三个问题都很不严谨,为什么要出现在练习题上?

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Bingo2018-10-26 10:34:42

同学你好。B选项是在说:如果监管者把自己的责任委托给他人,监管者可以免责。这句话是不对的。比如某公司上司因为出差,将监管责任委托给B角代为管理,如果出差期间发生了差错,监管者仍然需要承担责任。
C选项是说:监管者应当对相关政策制度有一定的了解,并将相关知识与监管职责结合。所以C选项是对的。

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