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刘同学2018-10-24 22:11:38

01.单选题 收藏 标记 纠错 While it would be customary to report both five-year and ten-year performance data, Seminole Equity Partners has been in existence for only eight years. Because of this, Kurt Dambach does not report ten-year data but reports for both five years and since the inception of the fund. This he notes in a footnote at the bottom of the information sheet. This action is: A a violation of the Standard concerning prohibition against misrepresentation. B a violation of the Standard concerning performance presentation. C in accordance with the Code and Standards since he has indicated the basis in a footnote.

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Bingo2018-10-25 16:28:24

同学你好。这题说的是,按照业内惯例,需要披露五年期和十年期的业绩。但是Seminole这个公司只成立了8年。所以Kurt这名从业人员展示了五年期业绩和成立以来的所有业绩,并在信息附注中披露了这一事项。这一行为遵循了准则要求。

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