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刘同学2022-08-23 21:33:21

Antonio Mendoza, CFA, an investment manager operating as AM Investments, solicits new business by making brief presentations at which he makes available a single-page information sheet that summarizes his performance history for the past 10 years. On the sheet, Mendoza has his phone number for those who would like more information along with the statement, "AM Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS)." Does Mendoza's brief presentation and information sheet violate GIPS?ANo.BYes, because the information sheet is inadequate.CYes, because the statement claims GIPS compliance for a single report.这个题不懂,为啥说不违反

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回答(1)

Danyi2022-08-24 10:06:40

同学你好,
首先presentation 是介绍性的和简短的是没有问题的,没有要求一定必须提供相关的支持文件。
然后,他在information sheet上声称遵守GIPS的说明也是正确的,这句话的意思只是说明这个报告遵守了,并不是说只有这一个报告遵守。所以没有任何违反。

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