189****68902022-08-22 18:54:03
R60的案例"Estevez",既然关于C选项的解析文字已经写了如下这段:“Estevez's involvement in the process of choosing the companies that BIR agrees to research presents a conflict of interest because she might favor those companies that pay her the bonus." 那为什么正确答案又不是A,并且在A的解析里说Issuer-paid research itself is not automatically unethical nor does it automaticaly compromise an analyst's independence and objectivity. However this area is filled with potential conflicts." 是不是说接受付费以后向相关企业提供覆盖报道这件事本身,只要不在报道的内容上有偏颇, 那么只要雇主书面统一就没事了?本身覆不覆盖某个企业由它给不给主人公钱这件事,本身没有问题吗?
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Danyi2022-08-22 22:34:17
同学你好,
A太绝对了,只要披露并且获得雇主的书面许可那么就是可以收取的,并不是完全不能收取。
是的,只要报告是经过勤勉尽职并且没有影响独立客观性的情况下做出的,如果收取了费用,只要雇主有书面同意就是可以的,并没有违规。
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