回答(1)
Danyi2022-07-13 09:44:08
同学你好,
Newton institutes a new policy requiring the pro rata distribution of new security issues to all established discretionary accounts for which the new issues are appropriate. 题干中这句话是没有问题的,也就是本身pro rata 的分配没有违反。
违规的是后面的不给新账户分配(until they have reached their one-month anniversary date. 这句违反)
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