回答(1)
Danyi2022-07-06 13:08:21
同学你好,
C指的是题干中Dacy continued, as he had done in the past, to send to his client monthly, detailed itemized investment statements.Dacy向客户提供投资报表的频率高于要求的频率(通常要求每季度提供一次),因此没有违反。
B指的是题干中Dacy subsequently recommended and invested in several high-risk funds on behalf of the client。venture capital funds 就是high-risk funds。
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如果正常提供ips,那He had not contacted with the customer in over two years是为啥呢
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detailed itemized investment statements这个不是IPS,这个是详细的分项投资报表。
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如果报表提供了,那岂不是和He had not contacted with the customer in over two years是驳论?
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这里只是定期发送报表,客户看不看都是不一定的,并没有跟客户有其他沟通。
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所以如果只是定期发报表也可以理解为这个人两年没跟客户联系
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是的,因为没有跟客户进行具体沟通
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