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哈同学2018-06-16 22:18:08

老师您好,请问什么情况下需要Written consent啊? Preeta Singh, a CFA candidate, is an asset manager employed by a fund management company managing very large segregated pension funds. In her spare time outside of working hours, Singh likes to provide management consulting services to small companies to help grow their businesses, focusing on strategic planning. Singh is paid for the consulting services and has also provided her employer information about these outside activities. Does Singh most likely violate the CFA Code of Ethics with regard to Duties to Employers? A. No. B. Yes, with regard to Loyalty. C. Yes, with regard to Additional Compensation Arrangements.

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Vito Chen2018-06-18 22:48:57

同学你好。额外报酬需要得到各方的书面同意。

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这题答案是No
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同学你好。这道题目中业余时间的业务是战略规划,和投资不是相竞争的业务。所以不违规。

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