劉同学2018-06-15 12:03:59

Standard VI(A), Disclosure of Conflicts, requires members to disclose to their employer all matters, including beneficial ownership of securities, that reasonably could be expected to interfere with their duty to their employer or ability to make unbiased and objective recommendations. Disclosure of an employer's own involvement with the security is not necessary in this instance. If the report had been for external use, it would have been necessary to make all of the disclosures given as choices. 请问内部使用和外部使用有什么区别嘛。 这个OTC market为什么要披露， 如果是外部使用