Simon2022-01-25 14:10:29
Fancy does not want to lose this account because he directs all the account's trades to a brokerage firm that provides Fancy with useful information about tax-free investments. This information is not of value in managing the Jack Corporation account, however, it does help in managing several other accounts. 这段话没有违规吗?这个做市商给他了有用的信息,帮助他管理去他账户。而且他把所有账户都放在这个broker这里管理交易
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Danyi2022-01-25 20:10:26
同学你好,
不违反,因为后文中说到了the brokerage firm who provide this information offers the lowest commissions for trades and provides best execution. 就是这个经纪公司是最好的,即便不给一些有用的信息,也是应该选择这家经纪公司的。
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