天堂之歌

听歌而来,送我踏青云〜

您现在的坐在位置:首页>智汇问答>CFA问答

刘同学2022-01-15 22:41:16

Jennifer Ducumon, CFA, is a portfolio manager for high-net-worth individu?als at Northeast Investment Bank. Northeast holds a large number of shares in Babyskin Care Inc., a manufacturer of baby care products. Northeast obtained the Babyskin shares when they underwrote the company’s recent IPO. Ducumon has been asked by the investment banking department to recommend Babyskin to her clients, who currently do not hold any shares in their portfolios. Although Ducumon has a favorable opinion of Babyskin, she does not consider the shares a buy at the IPO price nor at current price levels. According to the CFA Institute Code of Ethics and Standards of Professional Conduct the most appropriate action for Ducumon is to:Aignore the request.Brecommend the shares after additional analysis.Cfollow the request as soon as the share price declines. 老师您好,这个题有些读不明白,麻烦解析下

查看试题

回答(1)

Danyi2022-01-17 10:12:45

同学你好
Jennifer Ducumon是Northeast Investment Bank管理高净值客户的投资组合经理。Northeast持有婴儿护理产品制造商Babyskin Care Inc.的大量股份。Northeast是在承销该公司最近的IPO时获得的股份。然后投行部门要求主人公向她的客户推荐Babyskin公司股票,尽管Ducumon对Babyskin这家公司看好,但她并不建议以IPO价格买入或者以目前的价格水平买进。
所以根据主人公自己的研究分析不应该接受投行这个要求,A正确

  • 评论(0
  • 追问(0
评论

精品推荐

评论

0/1000

追答

0/1000

+上传图片

    400-700-9596
    (每日9:00-21:00免长途费 )

    ©2026金程网校保留所有权利

    X

    注册金程网校

    验证码

    同意金程的《用户协议》
    直接登录:

    已有账号登录