王同学2021-09-28 22:09:40

a) A large client of yours asked you whether a stock is a ‘good one to buy’. You read about the company briefly in the Wall Street Journal because you noticed an ETF you held included it. You tell your client it is a good investment. b) You held your last job at a manager level, and you had two direct employees. You performed some of the duties of the Assistant Director because that role had not been filled while you were the manager. On your resume, you say you were the Assistant Director. c) Your clients complain to your Managing Director because they have seen you intoxicated and being loud and aggressive to other patrons in a local bar several times last month.