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huha2021-01-19 22:09:45

Massimo Conti, CFA, is a portfolio manager in an investment company. Conti institutes a new policy stating that the clients who are willing to pay additional fee will have their accounts executed earlier than other clients. He disclose this policy to all existing and potential clients. Did Conti most likely violate any CFA Institute Standards of Professional Conduct? A Yes, related to Fair Dealing. B Yes, related to Communication with Clients. C No. 老师这题不理解,公平不是平等的意思吧?那么付费的人优先享受服务是没问题的吧?如果我理解错了的话,能请您给举一两个满足公平但不平等的例子么?我这块理解起来很生涩没有实际案例支撑。谢谢老师了

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Danyi2021-01-20 13:29:51

同学你好,
公平要建立在不损害其他人利益基础上。这道题will have their accounts executed earlier than other clients比其他人提前交易是不公平的。
多付费用只可以比别人多获取研报这种是可以的

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好的明白了老师,谢谢!
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不客气哦,加油~

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