huha2021-01-19 22:04:33

Charlotte BILLO, a junior analyst in a regional brokerage firm, overheard three senior managers of a large listed company talking about a staff restructuring plan while she was waiting for her flight. The managers determined those who would be dismissed. Charlotte could not remember the names but was sure that they were just ordinary employees. After returning from her journey, she made a thorough research on the company and found that the company was likely to shut down a plant situated in her local town because of a great loss on a new product line. She launched immediately a recommendation Sell on the stock. Did she comply with the Standards? AYes, because the recommendation was based on mosaic theory and she made a diligent research. BNo, because she did not reach her conclusion on a reasonable basis because she did not remember the names of those who would be dismissed. CNo, because she took advantage of non-public material information. 老师，目标公司由于新生产线巨大亏损而关闭了，裁员已经不是什么重大非公开信息了吧？