刘同学2018-04-06 13:34:36

A client who is a director of a publicly listed corporation is required by law to refrain from trading that company's stock at certain points of the year when disclosure of financial results are pending. In preparing a written investment policy statement (IPS) for this client, how does the manager deal with this restriction on trading? A It is irrelevant to the IPS. B It should be included in the IPS. C It is illegal for the portfolio manager to work with this client. 他是高管他这要求不违法吗？