刘同学2019-10-09 19:34:36
All of the following are poor examples of supervisory responsibility EXCEPT: A Proper supervision is not exercised because the supervisor's income is partially based on unsupervised or improper trading activity. B Incorporating a professional conduct evaluation as part of an employee’s performance review. C Poor procedures allow a portfolio manager to designate a trade to an account or portfolio after the outcome of the trade is known. 这个题有点读不明白
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Bingo2019-10-10 17:44:00
同学你好。All of the following are poor examples of supervisory responsibility EXCEPT,意思是以下哪个选项不是监管的坏案例。
就是让你选一个监管的好的例子。那么只有B符合题目的要求。
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