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刘同学2019-10-07 14:37:14

Ricky Stanly, CFA, is an analyst who is responsible for performance presentations at his investment firm. When Ricky presents the performance, the performance results he prepares show outcomes based on assumptions reflecting upward bias and positive risk assessments. Does Ricky most likely violate any CFA Institute Code of Ethics and Standards of Professional Conduct? A No. B Yes, related to Performance Presentation. C Yes, related to Communication with clients. 您好,这个题为什么说他仍然是违规的,有些搞不明白

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Bingo2019-10-08 11:25:34

同学你好。当事人违规是因为他业绩的展示有误导性,是基于不合理的假设的。—— based on assumptions reflecting upward bias and positive risk assessments. 

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