周同学2019-09-26 12:02:23
After returning from her journey, she made a thorough research on the company and found that the company was likely to shut down a plant situated in her local town because of a great loss on a new product line. She launched immediately a recommendation Sell on the stock. Did she comply with the Standards?题目中说她做了一个深入的研究,发现因为一个新产品线产生大量损失所以可能关闭这家工厂。如果分析师没有听到 这个裁员消息,但经过上面研究,由于亏损关闭工厂也会給企业带来重大影响所以推荐卖出有问题否?
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Bingo2019-09-26 18:06:45
同学你好。本题违反是因为当事人利用了无意中听到的重大信息,overheard three senior managers of a large listed company talking about a staff restructuring plan
如果是自己去工厂调研,利用的是非重大非公开信息得出的结论,则属于马赛克理论范畴,就不违反准则。
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