嘻同学2019-06-22 00:05:50

Catherine, CFA, is a portfolio manager at NEW Asset Management, which specializes in trading highly illiquid shares. Catherine has been using Great securities Brokers almost exclusively when making transactions for NEW clients, and his own relatively small account. Great Securities Brokers always executes Catherine’s personal trades at a more preferential price than for Catherine’s clients’ accounts. This occurs regardless of whether or not Catherine personally trades before or after clients. Catherine should least likely do which of the following in order to comply with the CFA Institute Code of Ethics and Standards of Professional Conduct? 这个题为什么不是 trade clients account first？以后遇到own account 的话，只要average trade price 就可以了吗？ 谢谢