刘同学2019-03-20 23:59:56

Justin Blake, CFA, a retired portfolio manager, owns 20,000 shares of a small public company that he would like to sell because he is worried about the company’s prospects. He posts messages on several internet bulletin boards. The messages read, “This stock is going up once the pending patents are released, so now is the time to buy. The stock is a buy at anything below $3. I have done some close research on these guys.” According to the Standards of Practice Handbook, Blake most likely violated the Standard or Standards associated with: Integrity of Capital Markets and Conflicts of Interest. Integrity of Capital Markets, but not Conflicts of Interest. Neither Integrity of Capital Markets nor Conflicts of Interest.