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150****56282024-07-21 20:36:04

When a client asks her how she makes investment decisions, Petra Vogler, CFA, tells the client she uses mosaic theory. According to Vogler, the theory involves analyzing public and nonmaterial nonpublic information including the evaluation of statements made to her by company insiders in one-on-one meetings where management discusses new earnings projections not known to the public. Vogler also gathers general industry information from industry experts she has contacted. Vogler violates the CFA Institute Standards of Professional Conduct because of her use of:请问付费专家报告这个属于马赛克理论里面哪个象限的信息?有可能非重大或重大,也有可能非公开或者公开,不能具体划分吗

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回答(1)

Danyi2024-07-31 17:20:00

同学你好,
行业专家提供的信息分两种:
提供的行业常识,不视为重大非公开信息。具体属于马赛克中哪一个不能一概而论,但肯定不是MNI。
但是如果提到比如研究进行到什么阶段,是否成功之类的就是MNI

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